Data Plane of Inter-Domain Source Address Validation Architecture

Introduction The Inter-Domain Source Address Validation (SAVA-X) mechanism establishes a trust alliance among Address Domains (AD), maintains a one-to-one state machine among ADs, generates a consistent tag, and deploys the tag to the ADs' border router (AER). The AER of the source AD adds a tag to identify the identity of the AD to the packet originating from one AD and sinking in another AD. The AER of the destination AD verifies the source address by validating the correctness of the tag to determine whether it is a packet with a forged source address. In the process of packet forwarding, if the source address and the destination address of this packet both are addresses in the trust alliance, however the tag is not added or incorrectly added, AER of the destination AD determines that the source address is forged and directly discards this packet. The destination AD forwards the packet directly for packets whose source address is an address outside the trust alliance. This document mainly studies the relevant specifications of the data plane of the inter-domain source address validation architecture mechanism between ADs, which will protect IPv6 networks from being forged source address. You could see for more details about IPv6. It stipulates the state machine, tag generation and update, tag processing in AER, and packet signature Its promotion and application can realize the standardization of the data plane in the SAVA-X to facilitate the related equipment developed by different manufacturers and organizations to cooperate to accomplish the inter-domain source address validation jointly. The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119, BCP 14 and indicate requirement levels for compliant CoAP implementations.

Terminology and Abbreviation

Abbreviation	Description
AD	Address Domain, the unit of a trust alliance, which is an address set consisting of all IPv6 addresses corresponding to an IPv6 address prefix.
TA	Trust Alliance, the IPv6 network that uses the SAVA-X mechanism.
ACS	AD Control Server, the server that matains state machine with other ACS and distribute information to AER.
AER	AD border router, which is placed at the boundary of an AD of STA.
ADID	The identity of an AD.
ADID_Rec	The record of a number of an AD.
ARI_Rec	The record with relavent information of an AD or STA.
API_Rec	The record of prefix of an AD or STA.
SM	State Machine, which is maintained by a pair of ACS to generate tags.
Tag	The authentic identification of source address of a packet.

State Machine Mechanism In SAVA-X, state machine mechanism is used to generate, update, and manage the tags.

State machine mechanism. | |------------------->| | +------+ +-------+ +---------+ | generation | v +-------+ | Tag_n | +-------+ ]]>

State:: S_n and S_(n+1) represent the current state and next state of the SM respectively.
Tag:: Tag_n is generated in the progress of state transiting from S_n to S_(n+1).
Algorithm Box:: A-Box is Alogorithm Box. It is used to transite the State and generate the tag. It takes the current State as the input and the following State and current tag as the output. The algorithm box consists of two parts: one is the transition function transit(), S_(n+1) = transit(S_n); the second is the function generate() to generate tags. Tag_n = generate(S_n). Algorithm box (A-Box) is the core of state machine. It determines the data structure of state and tag, the specific mode of state machine implementation, as well as its security and complexity.
Trigger:: It is used to trig the transition of State.
Transition:: It reprents the progress of state transiting from S_n to S_(n+1).
Generation:: It reprents the progress of calculating the current tag from current State.

Tag

Tag Generation Algorithm There are two ways to generate tags: pseudo-random number algorithm and hash chain algorithm.

Pseudo-Random Number Algorithm In the pseudo-random number generation algorithm, an initial number or stringis usually used as the "seed", which corresponds to the initial state of the state machine. Using seeds, a pseudo-random number sequence is generated as a tag sequence through some algorithm. Next, we would take KISS (keep it simple stub), a pseudo-random number generation algorithm, as an example to introduce how to apply it to the state machine mechanism. For the algorithm details of KISS, you could refer to the following reference pseudo code:

KISS99: Pseudo-random number generatation >17); y ^= (y<<5); t = a*z+c; c = (t>>32); z=cast(uint)t; return x+y+z; } ]]> In this algorithm, State S can be expressed as (x, y, z, c). The algorithm box is KISS(). After each calculation, the state undergoes a transition from S_n to S_(n+1), that is, the four variables x, y, z and c are all changed. At the same time, a pseudo-rng number (x + y + z) is generated. As the state machine shown above, the initial state is S_0 = (123456789, 362436000, 521288629, 7654321). In fact, the initial state can be arbitrarily selected by the algorithm shown below:

KISS99: Initial state selection The basic design goal of pseudo-random number generation algorithm is mainly long cycle and pretty distribution, however, without or little consideration of safety factors. The backstepping security and prediction ability of KISS algorithm have not been proved.

Hash Chain Algorithm For the design of hash chain based tag generating algorithm, one can see S/Key in . In the S/Key system, there is an encryption end and an authentication end. The encryption end generates an initial state W, and then uses some hash algorithm H() to iterate on W to obtain a string sequence: H_0(W), H_1(W), ..., H_N(W), where H_n(W) represents the iterative operation of H() on W n times, H_0(W) = W. The state sequence {S} is defined as the reverse order of the hash chain, that is, S_n = H_(N-n)(W). For example, the initial state S_0 = H_N(W) and the final state S_N = H_0(W) = W, so the transfer function transit() is repsented as the invere H(). Different from the KISS pseudo-random number generation algorithm mentioned in the previous section, in the hash chain, the tag is the state itself, that is, the output and input of generate() are consistent, and Tag_n = S_n. In the following discussion, S_n is temporarily used instead of Tag_n for the convenience of expression. The encryption end sends the initial state S_0 to the verification end, and maintains S_1 ~ S_n, which is also the tag sequence used. The encryption end sends S_(n+1) to the verification end every time. The verification end uses the S_n maintained by itself to verify the tag correctness of the encryption end by calculating S_(n+1) = transit(S_n). As explained above, transit() is the inversion of H(). In practice, a secure hash algorithm is usually used as H(), such as SHA-256. For these hash algorithms, it is easy to calculate H(), but it is difficult to calculate the inversion of H(). Therefore, the actual operation is as follows: after receiving S_(n+1), the verification end calculates whether H(S_(n+1)) is equal to S_n. If it is equal, the verification is successful, otherwise it fails. Hash chain algorithm has high security. It can prevent backstepping and prediction well. Not only the attacker can't backstep or predict, but also the verification end cannot do that. The disadvantage of hash chain algorithm is that before using tags, the encryption end needs to calculate all tag sequences, and then send the last of the sequence to the verification end as the initial state. At the same time, the encryption end needs to save a complete tag sequence, although it can be deleted after each tag is used up. The cost of storage of hash chain algorithm can not be ignored

Tag Update After the state machine is enabled, the source AD uses the initial state S_0 to transfer to the state S_1 through the algorithm box, and generates the tag Tag_1. In the subsequent state transition interval, the AER of the source AD uses the same tag, Tag_1, to add to the message sent from this AD to the destination AD. The source AD does not transfer from the state S_1 to the state S_2 until the transition interval passes, and starts to use tag Tag_2. In this cycle, the state sequence S_1 ~ S_N and tag sequence Tag_1 ~ TAG_N are experienced, in which Tag_1 ~ Tag_N are used as tags in turn and added to the message by the source AER. Similarly, the destination AER uses the same state machine to calculate the tag sequence, so as to verify the tag in the message. If the source AD and the destination AD can ensure the synchronization of the state machine, it would guarantee the synchronization of the tags. So the tags can be verified correctly. Each state machine has an activation time and an Expiration Time. After the expiration time comes, the current state machine is deactivated. If a new state machine is available, the new state machine will be used and performs the same label verification process.

Packet Processing at AER SAVA-X does not require the intermediate router to recognize and process the SAVA-X option, which we will described at , as long as the intermediate router correctly implements the extension header and option processing method described in IPv6 protocol . The intermediate router could correctly forward the packet regardless of its specific content even if it does not recognize the SAVA-X option well. The border router, AER, needs to handle tag correctly. The AER of the source AD judges whether the IPv6 destination address belongs to the trust alliance. If no, the packet will be forwarded directly. If yes, the AER continues to judge the hierarchical relationship between the the source AD and the member ADs to which the packet's destination IP address belongs. If the source AD and the destination AD are under the same sub-trust alliance, the AER would add the tag between the two ADs, otherwise add the AD_V tag. Note that the packet will not be processed at other AERs in the sub-trust alliance. At the AER of the boundary of sub-trust alliance, the packet is classified according to the IPv6 destination address. If the destination address is not within the trust alliance, it will be forwarded directly. If the destination address belongs to this sub-trust alliance, it will be classified according to the source IP address. If the source address also belongs to this sub-trust alliance, it will be forwarded directly. If the source address does not belong to this sub-trust alliance, the AER needs to verify the sub-trust alliance tag and replace it with the AD_V tag in this sub-trust alliance for following forwarding. If the destination IP address of packet belongs to other sub-trust alliance, it SHALL be classified according to the source address. If the source address belongs to this sub-trust alliance, verify the AD_V tag. If consistent, replace with sub-trust alliance tag. If the source address is not in this sub-trust alliance, it will be forwarded directly. Otherwise, the packet will be discarded. The AER of the destination AD classifies packet according to the source address of the packet to be forwarded to determine whether it originates from a member AD. If yes, enter the label check. Otherwise it will be forwarded directly. Tag verification process: if the tag carried by the packet is consistent with the tag used by the source AD, remove the tag and forward the packet. Otherwise the packet will be discarded.

Port Classification In order to classify packets correctly to complete tag addition, inspection and packet forwarding, it is necessary to classify the ports (interfaces) of AER. Any connected port of AER must belong to and only belong to the following types of ports:

Ingress Port: Connect to the port of non-SAVA-X router in this AD. Generally connected to IGP router in the domain.
Egress Port: Connect to other AD ports.
Trust Port: Connect to the port of SAVA-X router in this AD.

Source Address Validation In SAVA-X, AER must check the source address of the packet. Only the packet passing the check will be subject to the step, and the packet using the fake source IP address will be discarded. The source address is checked using the ingress filtering method. AER only checks the source address according to the following three rules:

The packet entering an AER from the Ingress Port SHALL only carry the source address prefix belonging to this AD.
The packet entering an AER from the Egress Port SHALL NOT carry the source address prefix belonging to this AD.
Packets entering an AER from Trust Port are not checked.

The prefix of IP address owned by one AD SHALL be configured by the administrator or obtained from the control plane, and deployed to AER by ACS of this AD.

Packet Classification It SHALL be classified after the packet entering an AER passes the source address validation. There are three types of packets: packets that SHOULD be taged, packets that SHOULD check tags, and other messages. The judgment rules of the three packets are as follows:

Packets entering AER from Ingress Port. If the source address belongs to this AD and the IPv6 destination address belongs to another AD in the same sub-trust alliance, tag must be added. If the source IP address belongs to another AD in the same sub-trust alliance and the IPv6 destination address belongs to another sub-trust alliances, the tag must be verified and replaced with the sub-trust alliance tag. Other packets are forwarded directly.
Packets entering AER from the Egress Port. Tag must be checked if the source address belongs to another AD in the same sub-trust alliance and the IPv6 destination address belongs to this AD. If the source address belongs to other sub-trust alliance and the IPv6 destination address belongs to another AD in the same sub-trust alliance, the tag must be checked and replaced. And other packets can be forwarded directly.
Packets entering AER from Trust Port. These packets SHOULD be forwarded directly.

The relationship between IP address and ADs SHALL be obtained from the control plane and deployed to the AER by the ACS of the AD. When the SAVA-X option of the packet received from the progress port carries the active AD number, you can skip the "mapping from address to AD number" process and directly use the AD number carried in the message.

Tag Addition AER SHOULD add destination option header and add SAVA-X option into the packet according to the requirements of IETF . According to , the destination option header SHOULD be filled so that its length is an integer multiple of 8 bytes, including the Next Hader and Hdr Ext Len fields of the destination option header, the Next Header and Payload Length fields of the IPv6 packet header, and the upper protocol header (such as TCP, UDP, etc.). If it is necessary, AER SHOULD recalculate the Checksum field.

Tag Verification AER will process the first option with Option Type equals to the binary code of 00111011 in the destination header. We would talk more about that at .

If the packet does not contain destination option header or SAVA-X option. the packet SHOULD be discarded.
If the packet contains SAVA-X option but the parameters or tag are incorrect, the packet SHOULD be discarded.
If the packet contains SAVA-X option, and the parameters and tag are correct, AER must replace the tag or remove the tag when needed before forwarding the message.

In the following scenarios, the tag needs to be removed. If there are only SAVA-X option, Pad1 and PadN options in the destination option header of the message, AER SHOULD remove the whole destination option header. If there are other options besides SAVA-X option, Pad1 and PadN option in the destination option header, AER SHOULD remove SAVA-X option and adjust the alignment of other options according to the relevant protocols of IPv6. In order to removing the sava-x option, the destination option header may also be filled, or some Pad1 and PadN may be removed, to make its length be multiple of 8 bytes. At the same time, the Next Header field and Payload Length field deployed in the IPv6 message header, and the Checksum field of the upper protocol header (such as TCP, UDP, etc.) SHALL be rewritten as necessary.

Tag Replacement Tag needs to be replaced when packet pass through different sub-trust alliance. Tag replacement needs to be done on the AER of the boundary address domain of the sub-trust alliance. This feature is not necessary to realize on the AER of each non-boundary address domain in the sub-trust alliance. When packet is arrieved at the AER of the sub-trust alliance boundary, it is classified according to the destination address.

If the destination address does not belong to the trust alliance, it will be forwarded directly.
If the destination address belongs to this sub-trust alliance, it will be classified according to the source address of the packet.
- If the source address also belongs to this sub-trust alliance, the packet will be forwarded directly.
- If the source address does not belong to this sub-trust alliance, AER should verify the sub-trust alliance tag and replace it with the AD_V tag in this sub-trust alliance for forwarding.
If the destination address of the packet belongs to other sub-trust alliance, it shall be classified according to the source address.
- If the source address belongs to this sub-trust alliance, AER should verify the AD_V tag and replace the tag with sub-trust alliance tag when it is consistent.
- If the source address is not in this sub-trust alliance, it will be forwarded directly.
Otherwise, the packet will be discarded.

Alliance tag will be used when the packet crosses the upper AD which is at the higher level of source AD and destination AD. Alliance tag is the tag maintained between the source AD corresponding to the AD in the parent AD and the destination AD corresponding to the address domain in the parent AD.

Packet Signature It is difficult to accurately synchronize time among the trust alliance members. So we propose a shared time slice, which means that there are two tags effecting at the same time in a period of time. But it may suffer from replay attack. Therefore, a packet signature mechanism is proposed to prevent replay attack and concel the original tag. Tag is time-dependent. The state machine triggers state transition by time and generates a new tag. In a short period of time, all data packets are labeled with the same tag. Moreover, due to the subtle differences in time synchronization, both old and new tags can be used for this short period of time, so attackers can reuse tags for replay attack by simply copying tags. The packet signature mechanism joins 8-bit part of the payload in the packet and the tags generated by the state machine. And then it calculates hash value with parameters above to achieve the effect of packet by packet signature and resist the attackers reuse of tags. Its processing flow is shown below.

Packet by Packet Signature:: Hash value of original tag, source address and destination address and first 8-bit of payload, credible level and credible prefix length.
Lev:: 2-bit of credible level.
Len:: 7-bit of credible prefix length.
Reserved:: 23-bit of reserved field. 0 will be padded.

Firstly, it takes the source address, destination address and the first 8-bit of the data part of the data packet from the data packet, joins them in the way of (src-ip, dst-ip, first 8-bit of payload), and then joins the tag generated by the state machine at this time, the credible level of the SAVA architecture adopted by this AD and the length of the credible prefix to hash the concatenated string with the hash algorithm to get a new message digest. Then it is reduced to 32-bit packet signature by clipping and folding algorithm. The AER adds the 32-bit packet signature together with the 2-bit credible level and the 7-bit credible prefix length to the SAVA-X option, fills the option into 64-bit, and forwards it. At the AER of the destination AD, the same splicing and the same hash operation are performed to verify whether the generated string is consistent with the signature of the data packet. If they are consistent, they are forwarded. Otherwise, it is considered that the source address is forged and the data packet is discarded. Due to the problem of time synchronization, when both old and new tags are valid, both old and new tags need to be verified. As long as one of them passes the verification, the packet should be forwarded. The original tag generated by the state machine will not appear in the packet. The attackers does not know the tag generated by the state machine at this time, so they can not forge the packet signature in the same way, which ensures the security of the data communication plane.

MTU Consideration As the AER adds an option to the packet, the length of this packet is increasing, causing the MTU problem. This problem could taken place in source AER or the link between source AER and destination AER. If it occurs on the source AER, the source AER returns the ICMP message of "packet too big" to the source host and informs the host to reduce the packet size. Othewise, if it occurs on other links from the source AER to the destination AER, which means the packet size exceeds the MTU of other links from the source AER to the destination AER after adding the tag, the corresponding router will return the ICMP message of "packet too big" to the source host. However, after the source host adjusts its own MTU, the problem MAY still exists because the root cause is AER causing packet size exceeding MTU, and the host does not know it. This problem can be solved by the following two methods. First, the MTU of the external link is set to 1280 at the source AER as this is the minimum value of MTU under IPv6. Then the MTU of the source host end will be set to the minimum value of MTU subtracting the maximum value of SAVA-X option. This method can solve the problem, but it greatly limits the packet size and wastes the available MTU. The second is to monitor the ICMP message of "packet too big" sent to the host in the domain at the source AER. If such a message is monitored, the expected MTU value in the message minus the maximum value of SAVA-X option will be forwarded. This method makes good use of MTU value to a certain extent, but it causes a large monitoring cost.

Security Consideration This present memo doesnot find any security problem.

IANA Considerations SAVA-X is designed for IPv6 enabled networks. It takes a destination option, SAVA-X option, header to carry the Tag. We recommend to use 00111011, i.e. 59, for SAVA-X option. Here we give our SAVA-X option format in use.

Option Type:: 8-bit field. The destination option type of SAVA-X = 59.
Opt Data Len:: 8-bit field. The bytes length of SAVA-X option. Its value is 2 + LenOfAI + (TagLen + 1), where LenOfAI is 2 when AI Type is 1, or 4 when AI Type is 2, or 0 default.
Tag Len:: 4-bit field. The bytes length of TAG equals to (Tag Len + 1) * 8, e.g. if Tag Len = 7, it means SAVA-X uses 64 bits long TAG. It guarantees the length of TAG would be an integral multiple of 8 bits. The maximum length of TAG is 128 bits and the minimum length of TAG is 32 bits.
AI Type:: 4-bit field. The type of Additional Information. 0 for no Additional Information, 1 for 16-bit long Additional Information and 2 for 32-bit long Additional Information. Others are not assigned.
Reserverd:: These bits are not used now and must be zero.
TAG:: Variable-length field The actual tag, its length is determined by Tag Len field.
Additional Information:: As defined in AI Type field.

Acknowledgements Much of the content of this document is the expansion of the IETF in inter-domain level. Thanks to the effort of pioneers.