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<rfc category="std" docName="draft-ma-netmod-immutable-flag-00"
     ipr="trust200902">
  <front>
    <title abbrev="Immutable Metadata Annotation">Immutable Metadata
    Annotation</title>

    <author fullname="Qiufang Ma" initials="Q." role="editor" surname="Ma">
      <organization>Huawei</organization>

      <address>
        <postal>
          <street>101 Software Avenue, Yuhua District</street>

          <city>Nanjing</city>

          <region>Jiangsu</region>

          <code>210012</code>

          <country>China</country>
        </postal>

        <email>maqiufang1@huawei.com</email>
      </address>
    </author>

    <author fullname="Qin Wu" initials="Q." surname="Wu">
      <organization>Huawei</organization>

      <address>
        <postal>
          <street>101 Software Avenue, Yuhua District</street>

          <city>Nanjing</city>

          <region>Jiangsu</region>

          <code>210012</code>

          <country>China</country>
        </postal>

        <email>bill.wu@huawei.com</email>
      </address>
    </author>

    <author fullname="Hongwei Li" initials="H." surname="Li">
      <organization>HPE</organization>

      <address>
        <email>flycoolman@gmail.com</email>
      </address>
    </author>

    <date year="2022"/>

    <area>ops</area>

    <workgroup>NETMOD</workgroup>

    <keyword>immutable read-only NETMOD</keyword>

    <abstract>
      <t>This document defines a metadata annotation <xref target="RFC7952"/>
      named "immutable" to indicate the immutability of a particular
      instantiated data node. Any instantiated data node annotated with
      immutable="true" by the server is read-only to the clients of
      YANG-driven management protocols, such as NETCONF, RESTCONF and other
      management operations (e.g., SNMP and CLI requests).</t>
    </abstract>
  </front>

  <middle>
    <section anchor="Introduction" title="Introduction">
      <t>YANG <xref target="RFC7950"/> is a data modeling language used to
      model both state and configuration data, based on the "config"
      statement. However, there are some configuration data which may not be
      writable to clients, e.g., the interface name and type values created by
      the system due to the hardware currently present in the device cannot be
      modified by clients, while configurations such as MTU created by the
      system are free to be modified by the client.</t>

      <t>Allowing some configuration modifiable while others not is
      inconsistent and introduces ambiguity to clients.</t>

      <t>To address this issue, this document defines a metadata annotation
      <xref target="RFC7952"/> named "immutable" to indicate the immutability
      characteristic of a particular instantiated data node. Any instantiated
      data node marked with immutable="true" by the server is read-only to the
      clients of YANG-driven management protocols, such as NETCONF, RESTCONF
      and other management operations (e.g., SNMP and CLI requests).</t>

      <section anchor="terminology" title="Terminology">
        <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
        "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
        "OPTIONAL" in this document are to be interpreted as described in BCP
        14 <xref target="RFC2119"/> <xref target="RFC8174"/> when, and only
        when, they appear in all capitals, as shown here.</t>

        <t>The following terms are defined in <xref target="RFC6241"/> and
        <xref target="RFC8341"/> and are not redefined here:<list
            style="symbols">
            <t>configuration data</t>

            <t>access operation</t>
          </list></t>

        <t>The following terms are defined in this document:<list
            style="hanging">
            <t hangText="immutable: ">A metadata annotation indicating the
            immutability of a data node. An immutable data node is read-only
            to clients. Note that "immutable" is used to annotate instances of
            YANG data nodes rather than schema nodes. For instance, a "list"
            data node may exist in multiple instances in the data tree,
            "immutable" can annotate some of the instances as read-only, while
            others are not.<vspace blankLines="1"/></t>
          </list></t>
      </section>
    </section>

    <section title="&quot;Immutable&quot; Metadata Annotation Definition">
      <t>The "immutable" flag is used to indicate the immutability of a
      particular instantiated data node. It applies to the container, anydata,
      anyxml, leaf, list and leaf-list entries. The values are boolean types
      indicating whether the data node instance is immutable or not.</t>

      <t>When the client retrieves a particular datastore, immutable data node
      instances MUST be annotated with immutable="true" by the server. If the
      "immutable" metadata annotation is not specified, the default is the
      same as the "immutable" value of the parent node. The default
      "immutable" value for a top level data node is false.</t>

      <t>Any data node instance annotated with "immutable=true" is read-only
      to clients, which means that the following access operations for a
      particular instance are not allowed:<list style="symbols">
          <t>Create: add descendant node instances for a container instance
          annotated with "immutable";</t>

          <t>Delete: delete a data node instance annotated with "immutable" or
          its child node instances from a datastore, e.g., delete an immutable
          list or leaf-list entry;</t>

          <t>Update: update an existing data node instance annotated with
          "immutable" or its child node instances in a datastore, e.g., modify
          the value of an immutable leaf data node;</t>
        </list>However the following operations SHOULD be allowed:<list
          style="symbols">
          <t>Create an immutable data node with a same value initially set by
          the system if it doesn't exist in the datastore, e.g., explicitly
          configure a system generated interface name in &lt;running&gt;;</t>

          <t>Delete the parent node of an immutable data node unless the
          parent node is also annotated with "immutable=true", e.g.,
          /interfaces/interface/type leaf instance is immutable, but the
          deletion to the /interfaces/interface list entry is allowed;</t>
        </list></t>

      <t>Comment: Should we allow the client delete an "immutable" system
      instantiated node in &lt;running&gt; (see Appendix A.1.3)?</t>

      <t>Comment: Annotations can only be attached to individual
      list/leaf-list entry, how would the client know if it's to apply to the
      whole list/leaf-list, the list/leaf-list entries, or both? </t>

      <t>Servers MUST reject any attempt to the "create", "delete" and
      "update" access operations on an immutable data node. The error
      reporting is performed at various different time according to the
      selected target datastore. If the target datastore is "running" or
      "startup", the server should reply with an "invalid-value" at a
      &lt;edit-config&gt; operation time. If the target datastore is
      "candidate", the "invalid-value" error response to update an immutable
      data node is delayed until a &lt;commit&gt; or &lt;validate&gt;
      operation takes place. For an example of an "invalid-value" error
      response, see <xref target="delete"/>.</t>
    </section>

    <section title="YANG Module">
      <figure>
        <artwork> &lt;CODE BEGINS&gt; file="ietf-immutable@2022-01-05.yang"
  module ietf-immutable {
    yang-version 1.1;
    namespace "urn:ietf:params:xml:ns:yang:ietf-immutable";
    prefix im;

    import ietf-yang-metadata {
      prefix md;
    }
         
    organization
      "IETF Network Modeling (NETMOD) Working Group";
           
    contact
      "WG Web: &lt;https://datatracker.ietf.org/wg/netmod/&gt;
           
       WG List: &lt;mailto:netmod@ietf.org&gt;
          
       Author: Qiufang Ma
               &lt;mailto:maqiufang1@huawei.com&gt;

       Author: Qin Wu
               &lt;mailto:bill.wu@huawei.com&gt;

       Author: Hongwei Li
               &lt;mailto:flycoolman@gmail.com&gt;";
         
    description
      "This module defines a metadata annotation named 'immutable'
       to indicate the immutability of a particular instantiated 
       data node. Any instantiated data node marked with 
       immutable='true' by the server is read-only to the clients
       of YANG-driven management protocols, such as NETCONF, 
       RESTCONF as well as SNMP and CLI requests.

       Copyright (c) 2021 IETF Trust and the persons identified
       as authors of the code. All rights reserved.

       Redistribution and use in source and binary forms, with
       or without modification, is permitted pursuant to, and
       subject to the license terms contained in, the Simplified
       BSD License set forth in Section 4.c of the IETF Trust's
       Legal Provisions Relating to IETF Documents
       (https://trustee.ietf.org/license-info).

       This version of this YANG module is part of RFC HHHH
       (https://www.rfc-editor.org/info/rfcHHHH); see the RFC
       itself for full legal notices.

       The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL',
       'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED',
       'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this document
       are to be interpreted as described in BCP 14 (RFC 2119)
       (RFC 8174) when, and only when, they appear in all
       capitals, as shown here.";
         
    revision 2022-01-05 {
      description
        "Initial revision.";
      reference
        "RFC XXX: Immutable Metadata Annotation";
    }  
      
    md:annotation immutable {
      type boolean;
      description
        "The 'immutable' annotation indicates the immutability of an 
         instantiated data node. Any data node instance marked as 
         'immutable=true' is read-only to clients and cannot be 
         created/deleted/changed through NETCONF, RESTCONF or CLI. 
         It applies to the container, anydata, anyxml and leaf 
         instances, list and leaf-list entries.
         If not specified for a given configuration data node 
         instance, then the immutability is the same as its parent 
         node instance in the data tree. The default for any top-level
         configuration data node instance is false if not specified.";
    }
  }
 &lt;CODE ENDS&gt;</artwork>
      </figure>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <section title="The &quot;IETF XML&quot; Registry">
        <t>This document registers one XML namespace URN in the 'IETF XML
        registry', following the format defined in <xref
        target="RFC3688"/>.</t>

        <figure>
          <artwork>   URI: urn:ietf:params:xml:ns:yang:ietf-immutable
   Registrant Contact: The IESG.
   XML: N/A, the requested URIs are XML namespaces.</artwork>
        </figure>
      </section>

      <section title="The &quot;YANG Module Names&quot; Registry">
        <t>This document registers one module name in the 'YANG Module Names'
        registry, defined in <xref target="RFC6020"/>.</t>

        <figure>
          <artwork>      name: ietf-immutable
      prefix: im
      namespace: urn:ietf:params:xml:ns:yang:ietf-immutable
      RFC: XXXX // RFC Ed.: replace XXXX and remove this comment</artwork>
        </figure>
      </section>
    </section>

    <section anchor="scecurity" title="Security Considerations">
      <t>The YANG module specified in this document defines a metadata
      annotation for data nodes that is designed to be accessed network
      management protocols such as NETCONF <xref target="RFC6241"/> or
      RESTCONF <xref target="RFC8040"/>. The lowest NETCONF layer is the
      secure transport layer, and the mandatory-to-implement secure transport
      is Secure Shell (SSH) <xref target="RFC6242"/>. The lowest RESTCONF
      layer is HTTPS, and the mandatory-to-implement secure transport is TLS
      <xref target="RFC8446"/>.</t>

      <t>Since immutable information is tied to applied configuration values,
      it is only accessible to clients that have the permissions to read the
      applied configuration values.</t>

      <t>The security considerations for the Defining and Using Metadata with
      YANG (see Section 9 of [RFC7952]) apply to the metadata annotation
      defined in this document.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119.xml"?>

      <?rfc include="reference.RFC.3688.xml"?>

      <?rfc include="reference.RFC.6020.xml"?>

      <?rfc include="reference.RFC.6241.xml"?>

      <?rfc include="reference.RFC.6242.xml"?>

      <?rfc include="reference.RFC.8040.xml"?>

      <?rfc include="reference.RFC.7950.xml"?>

      <?rfc include="reference.RFC.7952.xml"?>

      <?rfc include="reference.RFC.8341.xml"?>

      <?rfc include="reference.RFC.8446.xml"?>
    </references>

    <references title="Informative References">
      <?rfc include="reference.RFC.8174.xml"?>
    </references>

    <section title="Usage Examples">
      <section title="Interface Example">
        <t>In this section, the following fragment of a fictional interface
        module is used:<figure>
            <artwork>     container interfaces {
       list interface {
         key "name";
         leaf name {
           type string;
         }
         leaf type {
           type identityref {
             base ianaift:iana-interface-type;
           }
         }
         leaf mtu {
           type uint16;
         }
         leaf-list ip-address {
           type inet:ip-address;
         } 
       }
     }</artwork>
          </figure></t>

        <t>In this example model, when an interface is physically present, the
        system will create an interface entry automatically with valid name
        and type values. Let's say that there is a system-defined interface
        "eth0" in &lt;operational&gt;:<figure>
            <artwork>&lt;interfaces xmlns:or="urn:ietf:params:xml:ns:yang:ietf-origin" 
        xmlns:ianaift="urn:ietf:params:xml:ns:yang:iana-if-type"
        xmlns:im="urn:ietf:params:xml:ns:yang:ietf-immutable" 
        or:origin="or:system"&gt;  
  &lt;interface&gt; 
    &lt;name&gt;eth0&lt;/name&gt;  
    &lt;type im:immutable="true"&gt;ianaift:ethernetCsmacd&lt;/type&gt;  
    &lt;mtu&gt;1500&lt;/mtu&gt; 
  &lt;/interface&gt; 
&lt;/interfaces&gt;</artwork>
          </figure>The "type" leaf instance is annotated with immutable="true"
        in the RPC response, which means that it is not allowed to be modified
        by client configuration operations. Note that although the "name"
        defined as a list key leaf isn't annotated with immutable="true",
        modification of the key value for a particular list entry is never
        allowed. Deletion to the whole list entry of interface "eth0" should
        be allowed in this case, since there is no annotation for the "type"
        leaf instance's parent node.</t>

        <section title="Creating an &quot;immutable&quot; Interface Type">
          <t>The server should accept the configuration to set the leaf "type"
          to the value same as in &lt;operational&gt;:<figure>
              <artwork>&lt;rpc xmlns="urn:ietf:params:xml:ns:netconf:base:1.0" 
     message-id="101"&gt;  
  &lt;edit-config&gt; 
    &lt;target&gt; 
      &lt;running/&gt; 
    &lt;/target&gt;  
    &lt;config&gt; 
      &lt;interface xmlns:xc="urn:ietf:params:xml:ns:netconf:base:1.0" 
            xmlns:ianaift="urn:ietf:params:xml:ns:yang:iana-if-type" 
            xc:operation="create"&gt;  
        &lt;name&gt;eth0&lt;/name&gt;  
        &lt;type&gt;ianaift:ethernetCsmacd&lt;/type&gt; 
      &lt;/interface&gt; 
    &lt;/config&gt; 
  &lt;/edit-config&gt; 
&lt;/rpc&gt;

&lt;rpc-reply message-id="101"
     xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"&gt;
  &lt;ok/&gt;
&lt;/rpc-reply&gt;</artwork>
            </figure></t>
        </section>

        <section anchor="delete"
                 title="Changing an &quot;immutable&quot; Interface Type">
          <t>If a client tries to change the type of an interface to a value
          that doesn't match the real type of the interface used by the
          system, the server must reject the request: <figure>
              <artwork>&lt;rpc message-id="101"
     xmlns="urn:ietf:params:xml:ns:netconf:base:1.0" 
     xmlns:xc="urn:ietf:params:xml:ns:netconf:base:1.0"&gt;  
  &lt;edit-config&gt; 
    &lt;target&gt; 
      &lt;running/&gt; 
    &lt;/target&gt;  
    &lt;config&gt; 
      &lt;interface xc:operation="merge"
            xmlns:ianaift="urn:ietf:params:xml:ns:yang:iana-if-type"&gt; 
        &lt;name&gt;eth0&lt;/name&gt;  
        &lt;type&gt;ianaift:tunnel&lt;/type&gt; 
      &lt;/interface&gt; 
    &lt;/config&gt; 
  &lt;/edit-config&gt; 
&lt;/rpc&gt;

&lt;rpc-reply message-id="101"
           xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"
           xmlns:xc="urn:ietf:params:xml:ns:netconf:base:1.0"&gt;  
  &lt;rpc-error&gt; 
    &lt;error-type&gt;application&lt;/error-type&gt;  
    &lt;error-tag&gt;invalid-value&lt;/error-tag&gt;  
    &lt;error-severity&gt;error&lt;/error-severity&gt;  
    &lt;error-path xmlns:t="http://example.com/schema/1.2/config"&gt;
      /interfaces/interface[name="eth0"]/type
    &lt;/error-path&gt;  
    &lt;error-message xml:lang="en"&gt;
      Invalid type for interface eth0
    &lt;/error-message&gt; 
  &lt;/rpc-error&gt; 
&lt;/rpc-reply&gt;</artwork>
            </figure></t>
        </section>

        <section title="Deleting an &quot;immutable&quot; Interface Type">
          <t>Should the server accept the configuration of deleting the type
          of interface named "eth0" from the running configuration?<figure>
              <artwork>&lt;rpc message-id="102"
     xmlns="urn:ietf:params:xml:ns:netconf:base:1.0" 
     xmlns:xc="urn:ietf:params:xml:ns:netconf:base:1.0"&gt;  
  &lt;edit-config&gt; 
    &lt;target&gt; 
      &lt;running/&gt; 
    &lt;/target&gt;  
    &lt;config&gt; 
      &lt;interface&gt; 
        &lt;name&gt;eth0&lt;/name&gt;  
        &lt;type xc:operation="delete"&gt;ianaift:ethernetCsmacd&lt;/type&gt; 
      &lt;/interface&gt; 
    &lt;/config&gt; 
  &lt;/edit-config&gt; 
&lt;/rpc&gt;</artwork>
            </figure>Even the type of interface named "eth0" is deleted from
          the running configuration, the client which performs a
          &lt;get-data&gt; towards &lt;operational&gt; will still get:<figure>
              <artwork>&lt;interfaces xmlns:or="urn:ietf:params:xml:ns:yang:ietf-origin" 
            xmlns:ianaift="urn:ietf:params:xml:ns:yang:iana-if-type" 
            xmlns:im="urn:ietf:params:xml:ns:yang:ietf-immutable" 
            or:origin="or:intended"&gt;  
  &lt;interface&gt; 
    &lt;name&gt;eth0&lt;/name&gt;  
    &lt;type im:immutable="true" or:origin="or:intended"&gt;
      ianaift:ethernetCsmacd
    &lt;/type&gt;  
    &lt;mtu&gt;1500&lt;/mtu&gt; 
  &lt;/interface&gt; 
&lt;/interfaces&gt;</artwork>
            </figure></t>
        </section>
      </section>

      <section title="Built-in Access Control Example">
        <t>In this example, the "ietf-netconf-acm" YANG module defined in
        [RFC8341] is used. Suppose when the device is powered on, the system
        may provide some built-in access control groups, for each access
        control group there exists at least one built-in user, which might be
        read-only and cannot be modified by the client. In addition, the
        system also can predefine some access control rules for a specific
        group. Some rules can be modified, while others are not (e.g., access
        control rule for a root account should be immutable). In addition,
        clients can also define their own groups and access control rules
        freely.</t>

        <t>The built-in access control groups and rules are provided by the
        system, they are present in &lt;operational&gt;. The example below
        illustrates what the built-in groups and rules might look like for a
        server after it boots:</t>

        <figure>
          <artwork>    &lt;nacm xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-acm" 
          xmlns:im="urn:ietf:params:xml:ns:yang:ietf-immutable"&gt;  
      &lt;groups&gt; 
        &lt;group&gt; 
          &lt;name&gt;admin&lt;/name&gt;  
          &lt;user-name im:immutable="true"&gt;admin&lt;/user-name&gt; 
        &lt;/group&gt;  
        &lt;group&gt; 
          &lt;name&gt;monitor&lt;/name&gt;  
          &lt;user-name im:immutable="true"&gt;user&lt;/user-name&gt; 
        &lt;/group&gt;  
        &lt;group&gt; 
          &lt;name&gt;visit&lt;/name&gt;  
          &lt;user-name im:immutable="true"&gt;guest&lt;/user-name&gt; 
        &lt;/group&gt; 
      &lt;/groups&gt;  
      &lt;rule-list im:immutable="true"&gt; 
        &lt;name&gt;admin-acl&lt;/name&gt;  
        &lt;group&gt;admin&lt;/group&gt;  
        &lt;rule&gt; 
          &lt;name&gt;permit-all&lt;/name&gt;  
          &lt;module-name&gt;*&lt;/module-name&gt;  
          &lt;access-operations&gt;*&lt;/access-operations&gt;  
          &lt;action&gt;permit&lt;/action&gt; 
        &lt;/rule&gt; 
      &lt;/rule-list&gt;  
      &lt;rule-list&gt; 
        &lt;name&gt;monitor-acl&lt;/name&gt;  
        &lt;group&gt;visit&lt;/group&gt;  
        &lt;rule&gt; 
          &lt;name&gt;permit-monitor&lt;/name&gt;  
          &lt;module-name&gt;ietf-netconf-monitoring&lt;/module-name&gt;  
          &lt;access-operations&gt;read&lt;/access-operations&gt;  
          &lt;action&gt;permit&lt;/action&gt; 
        &lt;/rule&gt; 
      &lt;/rule-list&gt;  
      &lt;rule-list&gt; 
        &lt;name&gt;visit-acl&lt;/name&gt;  
        &lt;group&gt;visit&lt;/group&gt;  
        &lt;rule&gt; 
          &lt;name&gt;deny-ncm&lt;/name&gt;  
          &lt;module-name&gt;ietf-netconf-monitoring&lt;/module-name&gt;  
          &lt;access-operations&gt;*&lt;/access-operations&gt;  
          &lt;action&gt;deny&lt;/action&gt; 
        &lt;/rule&gt; 
      &lt;/rule-list&gt; 
    &lt;/nacm&gt;</artwork>
        </figure>

        <t>As indicated in the above XML snippet, the system predefines three
        access control groups and for each group there is one built-in
        immutable user, which means that the client can define new users for a
        particular access control group, but deletion of a built-in user-name
        is not allowed. The system also provides three access control list
        entries, one for each predefined group. Only the access control rule
        for the "admin" group is read-only to clients.</t>
      </section>
    </section>
  </back>
</rfc>
